Stéphane Le Roy Navigation sur le marché européen : Rapport 2025 de l'ESMA sur les services d'investissement transfrontaliers Commencez à écrire ici ...... 1 janv. 2026
Stéphane Le Roy ESMA Publishes Information on Liquidity Management Tools Final Report on Regulatory Technical Standards What is it for? In July 2024, ESMA asked for feedback on its proposed rules for LMTs. After getting feedback, ESMA released a final report with the updat... 17 avr. 2025
Stéphane Le Roy ESAs Provide Roadmap for the Designation of Critical ICT Third-Party Providers (CTPPs) under DORA On 18 February 2025 , the European Supervisory Authorities (ESAs) —the European Banking Authority (EBA) , the European Insurance and Occupational Pensions Authority (EIOPA) , and the European Securiti... 18 févr. 2025
Stéphane Le Roy Getting Ready for DORA: Key Lessons from the ESA 2024 Dry Run The Digital Operational Resilience Act (DORA) will apply from January 17, 2025, and financial companies in Europe must prepare to meet its requirements. One important task is creating Registers of Inf... 18 déc. 2024
Stéphane Le Roy EU Regulation 2024/2956: Strengthening IT Risk Management in Finance The European Commission has introduced Regulation (EU) 2024/2956 , which became effective on November 29, 2024 . This regulation aims to improve how financial institutions manage risks related to thei... 8 déc. 2024
Stéphane Le Roy Des règles simplifiées pour des investissements plus sûrs : Comprendre la directive européenne 2024/927 On March 13, 2024 , the European Union introduced Directive 2024/927. This new rule improves how investment funds are managed to make markets safer, more transparent, and fairer for investors. It upda... 30 nov. 2024
Stéphane Le Roy Clarification from CSSF about payment linked to illiquid assets The CSSF has issued clarifications regarding the controls Luxembourg depositaries need to implement for AIFs investing in illiquid assets. The key points are: Ex-Ante Controls : The CSSF stresses that... 24 juil. 2024
Stéphane Le Roy ESMA Opinion on the Functioning of the Sustainable Finance Framework Introduction The European Securities and Markets Authority (ESMA) has released an opinion on the functioning of the Sustainable Finance Framework. This document provides a holistic vision for facilita... 24 juil. 2024
Stéphane Le Roy Publication of final draft technical standards and Implementing Technical Standards on notification of major incidents and Cyber Threats In today’s rapidly evolving digital landscape, operational resilience has never been more critical, especially within the financial sector. As we continue to navigate the complexities of cybersecurity... 17 juil. 2024
Stéphane Le Roy Changes in the CBDF FAQ Document Dated July 14 The FAQ document on cross-border distribution of collective investment undertakings (CBDF) has undergone significant updates as of July 14, 2024. These updates are crucial for entities involved in UCI... 12 juil. 2024
Stéphane Le Roy Summary of SPOT Inspections on Promotional Documentation of French and Foreign Investment Funds - Focus on ESG Aspects Introduction In July 2024, a series of thematic short inspections, "SPOT", was conducted on the commercial documentation of French and foreign collective investment schemes (CIS). These inspections pa... 12 juil. 2024
Stéphane Le Roy Publication of the french regulator about decentralized finance The document from the French Financial Markets Authority (AMF) summarizes responses to their discussion paper on decentralized finance (DeFi), published in June 2023. The paper aimed to inform about D... #AMF #FINANCE #news 10 juil. 2024
