Le Roy Stephane ESMA Publishes Information on Liquidity Management Tools Final Report on Regulatory Technical Standards What is it for? In July 2024, ESMA asked for feedback on its proposed rules for LMTs. After getting feedback, ESMA released a final report with the updat... 17 Apr 2025 News
Le Roy Stephane ESAs Provide Roadmap for the Designation of Critical ICT Third-Party Providers (CTPPs) under DORA On 18 February 2025 , the European Supervisory Authorities (ESAs) —the European Banking Authority (EBA) , the European Insurance and Occupational Pensions Authority (EIOPA) , and the European Securiti... 18 Feb 2025 News
Le Roy Stephane Getting Ready for DORA: Key Lessons from the ESA 2024 Dry Run The Digital Operational Resilience Act (DORA) will apply from January 17, 2025, and financial companies in Europe must prepare to meet its requirements. One important task is creating Registers of Inf... 18 Dec 2024 News
Le Roy Stephane EU Regulation 2024/2956: Strengthening IT Risk Management in Finance The European Commission has introduced Regulation (EU) 2024/2956 , which became effective on November 29, 2024 . This regulation aims to improve how financial institutions manage risks related to thei... 8 Dec 2024 News
Le Roy Stephane Simpler Rules for Safer Investments: Understanding EU Directive 2024/927 On March 13, 2024 , the European Union introduced Directive 2024/927. This new rule improves how investment funds are managed to make markets safer, more transparent, and fairer for investors. It upda... 30 Nov 2024 News
Le Roy Stephane Clarification from CSSF about payment linked to illiquid assets The CSSF has issued clarifications regarding the controls Luxembourg depositaries need to implement for AIFs investing in illiquid assets. The key points are: Ex-Ante Controls : The CSSF stresses that... 24 Jul 2024 News
Le Roy Stephane ESMA Opinion on the Functioning of the Sustainable Finance Framework Introduction The European Securities and Markets Authority (ESMA) has released an opinion on the functioning of the Sustainable Finance Framework. This document provides a holistic vision for facilita... 24 Jul 2024 News
Le Roy Stephane Publication of final draft technical standards and Implementing Technical Standards on notification of major incidents and Cyber Threats In today’s rapidly evolving digital landscape, operational resilience has never been more critical, especially within the financial sector. As we continue to navigate the complexities of cybersecurity... 17 Jul 2024 News
Le Roy Stephane Changes in the CBDF FAQ Document Dated July 14 The FAQ document on cross-border distribution of collective investment undertakings (CBDF) has undergone significant updates as of July 14, 2024. These updates are crucial for entities involved in UCI... 12 Jul 2024 News
Le Roy Stephane Summary of SPOT Inspections on Promotional Documentation of French and Foreign Investment Funds - Focus on ESG Aspects Introduction In July 2024, a series of thematic short inspections, "SPOT", was conducted on the commercial documentation of French and foreign collective investment schemes (CIS). These inspections pa... 12 Jul 2024 News
Le Roy Stephane Publication of the french regulator about decentralized finance The document from the French Financial Markets Authority (AMF) summarizes responses to their discussion paper on decentralized finance (DeFi), published in June 2023. The paper aimed to inform about D... #AMF #FINANCE #news 10 Jul 2024 News
Le Roy Stephane ESMA 2023 Focus: Enhancing Investor Protection and Supervisory Convergence In 2023, the European Securities and Markets Authority (ESMA) emphasized investor protection, risk monitoring, and supervisory convergence. Key achievements included reducing investment costs for reta... #ESMA #news #press 10 Jul 2024 News